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I. The ThEORy OF The IDEAS And PLATO’S ONTOLOGY
I. 1. The ontological dualism
The theory of the Ideas is the base of Plato’s philosophy:
the Ideas are not only the real objects ontologically speaking,
but they are the authentically objects of knowledge
epistemologically speaking. From the point of view of ethics and
politics, they are the foundation of the right behaviour,
and anthropologically speaking they are the base of Plato’s
dualism and they even allow him demonstrate the immortality
of the soul.
Plato defends a clear ontological dualism in which
there are two types of realities or worlds: the sensible world and
the intelligible world or, as he calls it, the world of the Ideas.
The Sensible World is the world of individual realities, and
so is multiple and constantly changing, is the world of
generation and destruction; is the realm of the sensible, material,
temporal and space things. On the contrary, the Intelligible
World is the world of the universal, eternal and invisible
realities called Ideas (or "Forms"), which are
immutable and do not change because they are not material, temporal
or space. Ideas can be understood and known; they are the authentic
reality. The Ideas or Forms are not just concepts or psychic events
of our minds; they do exist as objective and independent beings out
of our consciences. They are also the origin of sensible things,
but although they are the authentic beings, Plato, unlike Parmenides
of Elea, do not completely deny the reality of the sensible
things; the sensible world, although ontologically inferior, have
also certain kind of being which comes from its participation or
imitation of the world of Forms. The task of Demiurge is
to give the shape of the Forms to that shapeless sensible material
that has always existed making it thus similar to the Ideas.
The Ideas are hierarchically ordered; there are different
types and they do not have all the same value. The coherency of the
arguments Plato uses for defending the existence of the Ideas would
have lead him to claim there are Ideas of all those general words of
which we can find an example in the sensible world, that is to
say, of all the universal terms such as "justice", "rightness" or
"man", but also terms as "table", "hair" or "mud". In spite of
it, the population of Ideas postulated by Plato is limited enough by
value considerations. Sorts of Ideas that are included in the
intelligible world: the Idea of Rightness and other moral
Ideas (Justice, Virtue, etc.); Aesthetic Ideas (specially the Idea
of Beauty), Ideas of Multiplicity, Unity, Identity, Difference,
Being, Not being, mathematical Ideas and other Ideas (the Idea of
Man, etc.). Plato locates the Idea of Rightness on the highest
position of that intelligible world; sometimes he identifies it with
the Idea of Beauty and even with the idea of God. The Idea of
Rightness is the origin of the existence of everything because human
behaviour depends on it and everything tends to it (intrinsic
purpose in the nature).
I. 2. Plato’s arguments in favour of the Theory of the Ideas
In essence, this theory defends there are certain
independent, universal, immutable and absolute beings which are
different from the sensible world.
a) Critic of the sensible knowledge in the dialogue "Theaetetus":
Plato shows evidence does not rise from sensible knowledge. This
kind of knowledge leads to relativism, which is, in essence, absurd
(critic of sophist philosophy). Besides, we have knowledge not
based on the senses. Conclusion: science (knowledge strictly
talking) based on sensation as criterion for truth is not
possible, because we cannot have science of changeable things (of
the sensible world) which just appears to our senses. Science has to
be based on reason, which studies the nature or essence of things
("Ideas").
b) The use of the language and the problem of the reference of the
universal terms.
Linguistic terms as nouns ("table"), adjectives ("good") and
abstract nouns ("beauty") of which many examples can be shown lead
to think about the existence of beings different from the individual
and sensible ones. The objects to which names (such as "Socrates" or
"Napoleon") refer are individuals; but we have certain problems
about the objects to which other terms (nouns, abstract adjectives
and abstract nouns) refer. We call them UNIVERSAL terms
because they do refer to a plurality of objects. For that reason
Plato deduces there must be universal beings matching up those
universal concepts of which there are plenty of individuals or
examples; “The Green” would match the concept of "green", “The
Kindness” would match the concept of "kindness", “The Beauty” would
match the concept of "beautiful", “The Truth” would match the
concept of "truth". Those beings which match universal concepts are
called Ideas or Forms.
c) The possibility of scientific knowledge:
science strictly talking cannot deal with things which are
continuously changing; the sensible world is continuously changing,
so science cannot study it; it has to study an immutable world. The
second premise shows a clear affinity with Parmenides of Elea and
Heraclitus of Ephesus: what is given to our senses is a world ruled
by continuous change, by mutation. As far as the first premise, we
have to think about something permanent in those objects we want to
have knowledge about if we want this knowledge to be true. Is there
any knowledge that is always true and not just sometimes
true? If there is, then we have to think there are things that
don’t change and our knowledge will have to refer to them. Plato
thinks MATHEMATICS is immutable. The science he is looking
for will have to be universal and will have to be based on reason
exactly as mathematics. Plato thinks that kind of knowledge is
possible referring to a realm of real things different from the
mathematician; and both disciplines (mathematics and that superior
knowledge he calls "dialectic") will be strict knowledge
because they refer to immutable objects. These immutable objects are
the "Ideas".
II. THE MYTH OF THE CAVERN, COMPENDIUM OF PLATO’S PHILOSOPHY
In the VII book of the "Republic" Plato displays his
well-known myth of the cavern, the most important one as it
embraces the cardinal points of his philosophy. He wants it to be a
metaphor "of our nature regarding its education and its lack of
education", that is, serves to illustrate issues regarding the
theory of knowledge. Nevertheless, he clearly knows this myth has
important consequences for other fields of philosophy as
ontology, anthropology and even policy and ethics; some philosophers
have seen even religious implications. The myth describes our
situation regarding knowledge: we are like the prisoners of a cavern
who only see the shades of the objects and so live in complete
ignorance worrying about what is offered to our senses. Only
philosophy can release us and allow us come out of the cavern to the
true world or World of the Ideas.
Plato requests us to imagine we are prisoners in an
underground cavern. We are chained and immobilized since childhood
in such a way we can only see the far end wall of the cavern. Behind
us and elevated there is a fire that lights the cavern; between the
fire and the prisoners there is a path on which edge there is
another wall. This second wall is like a screen used in a puppet
theatre; puppets are raised over it to be shown to the public.
People walk along the path speaking and carrying sculptures that
represent different objects (animals, trees, artificial objects...).
Since there is this second wall between the prisoners and the people
walking, we only see the shades of the objects they carry projected
on the far end wall of the cavern. Naturally, the prisoners would
think the shades and the echoes of the voices they hear are true
reality.
Plato argues a liberated prisoner would slowly discover different
levels of authentic reality: first he would see the objects and the
light inside the cavern, later he would come out of it and see first
the shades of the objects, then the reflections of those objects on
the water and finally the real objects. At last he would see the
Sun and conclude it is the reason of the seasons, it rules
the realm of visible objects and is the reason of everything the
prisoners see. And remembering his life in the cavern,
remembering what he thought he knew there and his captivity comrades
he would feel happy for being free and would feel sorry them;
prisoner’s life would seem unbearable for him. But in spite of it
and in spite of the dangers, his clumsiness and the prisoner’s
laughs and scorns, he would return to the underground world to free
them.
These are the keys Plato gives us to read the myth: we
should compare the shadows of the cavern with the sensible world and
the light of the fire with the power of the Sun. The escape to the
outer world to contemplate real beings (metaphor of the World of
the Ideas) should be compared with the path our souls take
towards the intelligible world. Plato declares the most difficult
and the last object we reach is the Idea of Rightness
(symbolized by the metaphor of the Sun, the last object the released
prisoner sees), which is the reason of all the good and beautiful
things of the world; it is also the reason of the light and the
Sun in the sensible and visible world and the reason of truth and
understanding in the intelligible world; is the reality we need
see to live with wisdom.
III. THE THEORY OF THE IDEAS AND PLATO’S EPISTEMOLOGY
The theory of the Ideas answers the question about the
possibility of knowledge strictly talking. This theory divides the
world in two realms of reality completely different ontologically
speaking which will match two different wisdoms. Types of knowledge:
SCIENCE; which take care
of the immutable Ideas and is divided in dialectic and discursive
thought and OPINION; which
is the knowledge of the sensible and changeable world and is divided
in belief (which occupies on the "animals surrounding us,
plants and the whole of artificial objects) and conjectures
(which occupies on "shades" and similar things).
Plato distinguishes between discursive thought and
dialectic in what he calls SCIENCE. The first one is
mainly identified with mathematics (geometry and arithmetic), and in
spite of its extraordinary value, it has two important deficiencies:
it uses sensible symbols and leans on hypothesis
(careful; "hypothesis" in Plato’s philosophy does not mean the same
as for us): mathematicians do not reflect on the being of the
objects they deal with (the numbers, for example) nor settle down
any thesis ontologically speaking, and that’s why this science is
incomplete. Dialectic is a superior knowledge, studies the
World of the Ideas, that is to say, the immutable, universal and
eternal being, and is identified with philosophy. Plato
conceives it in two ways: as a rational method which uses
only the reason but not sensible symbols, nor rest upon
"hypothesis", trying to do without assumptions; philosophy
(=dialectic) is the most reflective knowledge, the most
comprehensive as it does not leave any question without examination;
its purpose is to discover the relations between the Ideas and to
find out the ultimate foundation of them all in the Idea of Good.
Authentic philosophy is "a way up to being": the philosopher
has to pass from the sensible world to the world of the Ideas and
from these to the Idea that rules knowledge and being, that is, the
Idea of Rightness or Good (remember the metaphor of the cavern and
the liberated prisoner; his vital experience is analogous to the
philosopher’s: the prisoner comes up to the outer world and
discovers the Sun is the reason of the being and the intelligibility
of things; the philosopher (the dialectic one) passes from his
experience in the Sensible World to the Intelligible World where he
finds the Idea of Good as the foundation of the being and the
intelligibility of the Ideas and the sensible reality). But Plato
also understands dialectic as a yearning impulse: the
philosopher ascends from the sensible to the intelligible level;
this ascent is not only intellectual, and it does not end with the
Idea of the Good, but with the Idea of Beauty. The motor of
this ascent is the yearning impulse and the object of this yearning
(Eros) is beauty.
IV. ANTHROPOLOGICAL DIMENSION OF THE THEORY OF THE IDEAS
The ontological dualism "sensible/intelligible world"
matches Plato’s anthropological conception of human being
clearly divided in body and soul (anthropological dualism).
Plato conceives man as a compound of two different substances: the
body, which ties us to the sensible world and the soul, which
removes us from this material sphere and relates us to a superior
world. Human soul is understood as immortal and it has
a superior destiny than the body. This superiority comes from the
fact that the soul (contrary to the body) is, in essence, a
rightness and knowledge principle and moreover, the body is
ruled by corruption and death whereas the soul is immortal. Plato
uses several arguments to demonstrate the immortality of the soul,
emphasizing the one that rests on the reminiscence theory: in his
dialogue titled "Meno", Plato defends the thesis that TO KNOW
is TO REMEMBER: we do not have a genuine knowledge experience
(of the universal being): when we say a mathematical proposition is
true, it is not because we have just learned it, but rather because
we remember the relations between the Ideas our soul knew in the
world of the Ideas before incarnating in our body. The perception
of the sensible world cannot serve as foundation for strict
knowledge but, since we have such knowledge, it must come from a
previous experience. Therefore: to know is to update a knowledge
already experienced, to know is to remember (this thesis is called
THEORY OF the REMINISCENCE).
Like all ancient Greeks, Plato defends the soul is a
principle of movement in itself and a movement source. But the
singularity of his conception is the soul distinguishes itself from
the body in a relevant feature: it makes us equal to Gods and
allows us to know the Ideas. Plato distinguishes three elements or
functions in the human soul: the rational element, which is
represented in the myth of the winged carriage by the
coachman, is the most dignified and elevated; its functions are the
intellectual knowledge and the direction and guide of the other two;
the irascible element (quick tempered), represented by the
good and beautiful horse, symbol of the strength and the Will, which
is easily leaded; and the concupiscent element (immoderate or
hot-headed), represented by the bad horse, hard to guide, which
symbolizes the immoderate desire and sensible passions. The soul
seeks its freedom from the body and practices philosophy as an
intellectual approach to the world it authentically belongs to. The
rational element of the soul must try to purify the individual from
his sensible desires and that’s why it has got the ruling role of
human behaviour.
Plato’s anthropological
dualism is characterized by a radical split in human
being: following the Orphic doctrine, Plato declares there
are two principles in human being: the immortal SOUL, our
most divine part, principle of knowledge and morals; and the BODY,
the reason of our ignorance and our wrongness. Plato begins the
Western traditional thought for which the body and its passions
are the main responsible for all our pains, misfortunes and
sufferings; man is guilty simply because he has a body, idea
particularly dear for Christianity. Therefore, our most important
tasks will be, on the first place, the practice of virtue, which
means basically to sacrifice body desires, and secondly the practice
of philosophy. The purpose of moral and intellectual purification
is to let the souls be guided by rightness and straightness and thus
fulfil their fundamental destiny: those who practice philosophy and
so know the world of the Ideas will return to their original place
(the divine dwelling), where they lived before; on the contrary, the
impure ones, those who let their uncontrolled passions rule their
behaviour will have to undergo a judgment and will be condemned to
wander an mistake indefinitely, paying thus their faults in life.
V. CONSEQUENCES OF THE THEORY OF THE IDEAS FOR ETICS AND POLITICS
a) The virtue.
The theory of the Ideas implies the overcoming of the sophistic
moral relativism: the Ideas of Justice and Rightness become the
perfect criteria for distinguishing right from wrong or fair from
unfair. The Ideas are values themselves. Plato’s ethics tries to
find out what is the Highest Rightness for man, Rightness whose
attainment implies happiness and which is achieved by the practice
of virtue. The Highest Rightness can be understood in two
ways: a good life cannot be achieved neither by the only means of
moderate pleasures nor by the only means of wisdom, but by a mixture
of both, simply because man is a mixture of animal and intelligence.
(Of course, the pleasures we can indulge in are the purest ones).
According other philosophers, Plato’s Highest Rightness means
contemplating the Ideas, contemplation which is the supreme
happiness. In this sense the virtue, as the method for achieving the
Highest Rightness, performs an analogous roll as dialectic, the
method for achieving the Intelligible World. By means of the
practice of virtue we achieve the Highest Rightness and, therefore,
the supreme happiness; virtue is the natural disposition for
rightness of our souls, and as our souls have three elements, there
will be three peculiar virtues, one for each one of them:
self-control for the concupiscent element: "certain order and
moderation of the pleasures"; strength or braveness for the
irascible element: the strength allows man surpasses suffering and
sacrifices pleasures if necessary; and wisdom or prudence for
the rational element, which rules the whole human behaviour. The
virtue of the soul as a whole is justice, which settles order
and harmony between those three elements and is, obviously, the most
important virtue. Along with this practical explanation of virtue
Plato defends a more intellectual theory particularly related with
the theory of the Ideas: virtue is the knowledge of what is right
for man or, better, the knowledge of the Idea of Rightness, and is
mainly identified with wisdom or prudence. We should remember the
Ideas allow Plato surpasses the moral relativism of the sophists as
the Idea of Rightness implies there is an absolute point of view.
b) The king-philosopher.
As every Greek, Plato thinks man is naturally a social being;
that’s why there are States (Polis). The individual can reach
his utmost accomplishment in the State, but only in a perfect State.
Plato divides the State or society in three classes following the
three elements of the soul; the State is a great organism with the
same material and immaterial requirements and ethical aims as man.
The rational element of the soul is represented by the class of
the governors, who are philosophers; the irascible element is
represented by the social class of the soldiers; the
concupiscent element by the craftsmen. The philosophers,
whose particular virtue is wisdom or prudence, are the only ones
capable for government; the soldiers, whose virtue is the strength,
must defend and keep safe the polis; the craftsmen, whose virtue is
self-control, provide the commodities needed in the State. Thus, a
total parallelism between anthropology, ethics and policy is settled
down. The three social classes are needed, but each one enjoys
different rank and dignity. The aim of the State is justice: the
common welfare of all the citizens, which would only be possible if
every class fulfil its own roll. Plato distinguishes the social
class of the leaders: since the Idea of Rightness can be known, it’s
only natural philosophers guide society ruled by their superior
knowledge; philosophers have to be governors or governors
have to be philosophers; of course, philosophers do not seek their
own interests but the community’s.
c) The "platonic Communism".
Philosophers must seek the general welfare and so, trying to avoid
temptations and useless distractions, they neither have private
property nor family; their main purpose is wisdom which enables
them to carry out their mission of government. Soldiers also
sacrifice family and private property, only the craftsmen are
allowed to them (though limited and controlled by the State).
Craftsmen do not need education, except the professional for their
own tasks, and they must obey political powers. In this ideal State
only a very best selected minority have power. Though the social
classes are not closed up, social mobility is controlled by rigorous
criterion. Plato’s ideal State is clearly aristocratic. Finally,
along with this description of the ideal society, Plato describes
and assesses the actual forms of government: there are five, but
they all come from the monarchy or aristocracy by progressive
decay: military dictatorship, oligarchy, democracy
and, the worse of all, tyranny. Monarchy or aristocracy is
the most perfect form of government: is the government of the best
individuals.
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